Who We Are

A Broker/Dealer should make your life easier and be your business partner – We are here to do both.

With Private Client Services you will enjoy direct access to upper management, a vast array of products and services, an SEC-Registered Investment Advisory platform for fee-based asset management, a highly respected clearing firm, common-sense compliance, back office support, a state-of-the art technology platform, low fees and ticket charges, and last but certainly not least, high payouts.

As a totally independent, privately-owned Broker/Dealer and Registered Investment Advisor, we have the flexibility to offer you the products, operational support, and guidance to help you build your independent practice. Being dually registered allows our affiliated Financial Advisors to create a business model that best suits their talents and the needs of their clients.

Private Client Services has the resources you need to help you build a successful, independent Investment Advisory or Brokerage Business. We can make your transition easy for you and nearly seamless for your clients.

Our History


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