Transitioning your business from one Broker/Dealer to another should be both smooth and orderly. We will assist you in achieving this by assembling a team dedicated to your transition. First, they will help you establish a timeline and then develop a personalized plan for your transition. The team will help identify the resources you will need during your transition and checkpoints will be established to make sure you are on track during the change. Along the way, we will provide support, advice and encouragement as your strategic business partner. 

Download our Transition Checklist:

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Need More Information?

If you’re ready to find out more about breaking away from your current Broker/Dealer or would like to know more about Private Client Services, please fill out this quick Contact Form. Your information will be held in the strictest confidence, and there will be no obligation on your part.

Or, if you’d like, call Steve Higdon, Chief Development Officer, directly at (502) 992-3572 (Office) or (502) 797-5207 (Mobile).






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