During the transition we will be there to help you convert your business and service your clients. In addition to training you and your staff with the NETX 360 Trading Platform, we will provide the following to ensure that your new independent office is set for success:

  • Office Technology – Set up, problem solving, tool selection, implementation, training, ongoing support and maintenance.
  • Compliance – Firm Element CE, regulatory recordkeeping requirements and audit preparation.
  • Brokerage Operations –How to provide servicing to your book of business efficiently.
  • Sales Support – From marketing to client appreciation events we will partner with you to help build and maintain your practice.
  • Business Management – How to effectively run your business, systems and safeguards to put in place, etc.
  • Advanced Solutions -Concept support for situations involving complex cases or investment issues.

We are well prepared to help you transition your practice and build your business. You can always count on us to be there when you need us the most and we are committed to our relationships with our Advisors and strive to earn their business each and every day. We support our professionals along their journey and work hard to earn our portion of the rewards that our Advisors enjoy by being successful in their business.

Download our Guide: “Navigate the Road to a Successful Transition”

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