Your Business Model is Our Business Model

Whether you choose to act as your own RIA or use our Corporate RIA, you’ll find our full product line enables you to recommend the investments, services, and financial planning programs to accommodate even the most sophisticated clients. We have several options to consider giving you the flexibility to choose the optimal structure to meet your client’s need.

Our Corporate RIA

Every Advisor’s independent business is different so we give you several choices to consider for your investment management strategy.

PCS offers an Advisory allocation account which is a sophisticated platform that employs modern portfolio theory by developing and applying an asset allocation specific to your clients risk tolerance and time horizon.

Investment Advisory Representatives also have access to a number of Third Party Asset Management platforms. Advisors may select from third party investment advisors screened and approved by the due diligence team from PCS including:

  • Loring Ward
  • Lindner Capital
  • SEI
  • Envestnet
  • Lockwood Financial Services
  • AssetMark

Hybrid Advisor

Being registered as your own RIA and affiliated with our Broker/Dealer enables us (and you) to handle both fee-based and transactional business. It also allows you to build your business the way that is best suited for the needs of your clients.

Custodial Arrangements

Although PCS uses Pershing as its primary custodian, we also have agreements with National Financial, Schwab, TD Ameritrade, Fidelity and others enabling us to transition just about any Financial Advisor’s client base to our platform.