Private Client Services is pleased to provide the following disclosure information.  Please click on the links to view/print the full disclosure information for each category:

Account and Firm Disclosures Account Definitions Account Agreements Account Registrations Customer Identification Program Client Relationship Summary (Form CRS) Regulation Best Interest Disclosure Privacy Policy Business Continuity Plan Retirement Plan Rollover Disclosure Securities Investor Protection Corporation (SIPC)

Regulation Best Interest Client Relationship Summary (Form CRS) Regulation Best Interest Disclosure Account Registrations PP and AAA Fee Schedule Client Fee Schedule

ERISA ERISA 408b2 Brokerage Services ERISA 408b2 Advisory Programs ERISA 408b2 FAQ ERISA Important Information

Form ADV and Advisory Client Relationship Summary Form (CRS) ADV Part 1 ADV Part 2A ADV Part 2A Appendix 1 – Wrap Fee Program Brochure PP and AAA Fee Schedule

Brokerage Account and Trading Disclosures Client Fee Schedule Pershing Corestone Fee Schedule Order Routing Disclosure/Payments for Order Flow (SEC 606/607) Stop Order Disclosure Money Market Charge MSRB RFIM