If you’re ready to find out more about breaking away from your current Broker/Dealer or would like to know more about Private Client Services, please fill out this quick Contact Form. Your information will be held in the strictest confidence, and there will be no obligation on your part.

Or, if you’d like, call Steve Higdon, Chief Development Officer, directly at (502) 992-3572 (Office) or (502) 797-5207 (Mobile).

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    What was your gross dealer production in the last 12 Months?

    What is the dollar value of your total assets under management?

    How are you currently licensed?

    Series 6Series 7Series 24 or 8Series 65CFPCPANot Currently Licensed

    Do you have your own Registered Investment Advisor (RIA)?


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