Private Client Services is pleased to provide the following disclosure information.  Please click on the links to view/print the full disclosure information for each category:

Private Client Services Account Definitions

Private Client Services Account Agreement

Private Client Services Customer Identification Program

Private Client Services Privacy Policy

Private Client Services Business Continuity Plan

Private Client Services Payment for Order Flow (SEC Rule 606)

Private Client Services ERISA Plan Disclosure (Section 408(b)(2)) Brokerage Services

Private Client Services ERISA Plan Disclosure (Section 408(b)(2)) Advisory Programs

Private Client Services ERISA Plan Disclosure (Section 408(b)(2)) Frequently Asked Questions

Private Client Services ERISA Plan Disclosure (Section 408(b)(2)) Important Information

Private Client Services Transition Disclosure (DOL Fiduciary Rule)

Private Client Services Form ADV Part 1

Private Client Services Form ADV Part 2A

Private Client Services Form ADV Part 2A Appendix 1 – Wrap Fee Program Brochure

Private Client Services Client PP and AAA Fee Schedule 2019

Private Client Services Client Fee Schedule 2019

Private Client Services Payment for Order Routing (SEC Rule 607)

Money Market Sweep Change-Tabular Comparison

Municipal Securities Rulemaking Board Disclosure (MSRB)

RFIM-Liquid Insured Deposits Terms & Conditions

Securities Investor Protection Corporation Disclosure (SIPC)

Customer Concerns or Complaints – Private Client Services, LLC values your business and feedback. You may direct any questions, concerns, or complaints about your account(s) to: Private Client Services Compliance Department, 2225 Lexington Rd, Louisville, KY 40206, Phone: (502)-451-0600