Private Client Services is pleased to provide the following disclosure information. Please click on the links to view/print the full disclosure information for each category:
Private Client Services Account Definitions
Private Client Services Account Agreement
Private Client Services Customer Identification Program
Private Client Services Privacy Policy
Private Client Services Business Continuity Plan
Private Client Services Order Routing (SEC Rule 606)
Private Client Services ERISA Plan Disclosure (Section 408(b)(2)) Brokerage Services
Private Client Services ERISA Plan Disclosure (Section 408(b)(2)) Advisory Programs
Private Client Services ERISA Plan Disclosure (Section 408(b)(2)) Frequently Asked Questions
Private Client Services ERISA Plan Disclosure (Section 408(b)(2)) Important Information
Private Client Services Transition Disclosure (DOL Fiduciary Rule)
Private Client Services Form ADV Part 1
Private Client Services Form ADV Part 2A
Private Client Services Form ADV Part 2A Appendix 1 – Wrap Fee Program Brochure
Private Client Services Client AAA Fee Schedule 2019
Private Client Services Client Fee Schedule 2019
Private Client Services Payment for Order Routing (SEC Rule 607)
Municipal Securities Rulemaking Board Disclosure (MSRB)
Securities Investor Protection Corporation Disclosure (SIPC)
Customer Concerns or Complaints – Private Client Services, LLC values your business and feedback. You may direct any questions, concerns, or complaints about your account(s) to: Private Client Services, 2225 Lexington Rd, Louisville, KY 40206, Ph: 502-451-0600