Private Client Services is pleased to provide the following disclosure information.  Please click on the links to view/print the full disclosure information for each category:

Private Client Services Account Definitions

Private Client Services Account Agreement

Private Client Services Customer Identification Program

Private Client Services Privacy Policy

Private Client Services Business Continuity Plan

Private Client Services Order Routing (SEC Rule 606)

Private Client Services ERISA Plan Disclosure (Section 408(b)(2)) Brokerage Services

Private Client Services ERISA Plan Disclosure (Section 408(b)(2)) Advisory Programs

Private Client Services ERISA Plan Disclosure (Section 408(b)(2)) Frequently Asked Questions

Private Client Services ERISA Plan Disclosure (Section 408(b)(2)) Important Information

Private Client Services Transition Disclosure (DOL Fiduciary Rule)

Private Client Services Form ADV Part 1

Private Client Services Form ADV Part 2A

Private Client Services Form ADV Part 2A Appendix 1 – Wrap Fee Program Brochure

Municipal Securities Rulemaking Board Disclosure (MSRB)

Securities Investor Protection Corporation Disclosure (SIPC)

Customer Concerns or Complaints – Private Client Services, LLC values your business and feedback. You may direct any questions, concerns, or complaints about your account(s) to: Private Client Services, 2225 Lexington Rd, Louisville, KY 40206, Ph: 502-451-0600